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Filter obligations...
247 obligations · 6 shown
IDObligationJurisdictionFrameworkStatusDue DateRisk Score
SOX-404-2026Annual Internal Control Assessment
US
SOX● COMPLIANTMar 31, 2026
8
GDPR-Art30-Q1Records of Processing Activities
EU
GDPR● COMPLIANTApr 05, 2026
12
HIPAA-PIA-Q2Privacy Impact Assessment
US
HIPAA⚠ REVIEWApr 12, 2026
34
MiFID-RTS27-Q1Best Execution Quarterly Report
EU
MiFID II● COMPLIANTApr 30, 2026
6
CCPA-DSR-2026Data Subject Request Audit
US
CCPA● COMPLIANTMay 01, 2026
9
DORA-ICT-Q2ICT Risk Assessment Report
EU
DORA⚠ REVIEWMay 15, 2026
41
Last sync: 2026-02-23 21:10:54 UTC · Auto-refresh every 60s
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BEFORE — Manual Chaos
7 tools · 0 visibility
compliance_tracker_FINAL_v7_UPDATED.xlsx
RE: RE: RE: GDPR deadline — anyone tracking this?
⚠️ SOX 404 filing DUE — added by 3 people
hipaa_audit_march_REVISED_USE_THIS_ONE.xlsx
FWD: MiFID II quarterly — Sarah can you check?
TODO: check if DORA applies to us??? ask legal
🔴 MISSED: CCPA data subject audit (3 days ago)
Last CCPA audit: unknown · 3 deadlines untracked
AFTER — Comply Dashboard
1 platform · full visibility
ObligationOwnerDueRiskStatus
GDPR Art. 30
GDPR
M. ChenApr 5
8
● COMPLIANT
SOX 404 Internal Controls Assessment
SOX
R. PatelMar 31
11
● COMPLIANT
HIPAA Privacy Impact Assessment
HIPAA
S. JohnsonApr 12
34
⚠ REVIEW
MiFID II Best Execution Report
MiFID II
J. WilliamsApr 30
6
● COMPLIANT
247 obligations monitored · 4 alerts suppressed today
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21:10:54Filing submittedR. Patel
21:09:12Risk score recalculatedSystem
21:07:33Deadline acknowledgedM. Chen
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Priya Kapoor
Chief Compliance Officer · Meridian Payments Ltd.
We went from 4 compliance FTEs manually tracking MiFID II deadlines to one analyst running the entire EU obligations calendar. Comply found 3 filing gaps in our first week that we'd been blind to for months.
MiFID IIPSD2AML
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$840K
in avoided MiFID II penalties
3
filing gaps found on day one
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